What it does
This actor searches the public FINRA BrokerCheck and SEC IAPD registers and returns structured records for financial advisers and brokers — name, CRD number, current firm, state and registration status. It turns two public regulatory registers into a queryable dataset for recruiting and vendor prospecting.
Who it's for
Financial-advisory recruiters and RIA aggregators sourcing advisers, wealth-management BD teams, compliance and due-diligence researchers verifying registrations, and data teams building adviser directories.
Sample fields / output
-
name— adviser / broker name -
crd— CRD number -
firm— current registered firm -
state— registration state -
status— registration status
Example use cases
- Build a sourcing list of advisers at target firms for recruiting outreach.
- Verify an adviser's CRD, firm and registration status during due diligence.
- Track adviser registrations by state or firm for market mapping.
Try it now: Financial Adviser Directory — BrokerCheck & IAPD Records API on Apify.
Related actors
FAQ
Where does the data come from?
Public FINRA BrokerCheck and SEC IAPD registers — official regulatory sources.
Is this suitable for recruiting?
Yes — it's designed for recruiting and vendor prospecting using public adviser records.
What identifiers are returned?
Each record includes the adviser's name, CRD number, current firm, state and registration status.
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