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NexGenData

Posted on • Originally published at thenextgennexus.com

New: Japan FSA + SESC Enforcement — track Japan FSA and SESC penalties and orders under the FIEA

What it does

This actor pulls enforcement actions from Japan's Financial Services Agency (FSA, 金融庁) and Securities and Exchange Surveillance Commission (SESC, 証券取引等監視委員会): monetary penalties (課徴金), business-improvement orders, license revocations, and market-manipulation and insider-dealing recommendations under the FIEA. Records carry JPY and USD amounts, Japanese and English entity names, and statutory citations. It's a Bloomberg alternative for Japanese regulatory intelligence.

Who it's for

Compliance and risk desks, AML and financial-crime analysts, RegTech providers, and APAC researchers monitoring Japanese regulatory enforcement.

Sample fields / output

  • Entity name (日本語 + English)
  • Action type (penalty / order / revocation)
  • Penalty amount (JPY)
  • Penalty amount (USD)
  • Statute cited (FIEA)
  • Regulator (FSA / SESC)
  • Action date

Example use cases

  • Monitor FSA/SESC penalties and business-improvement orders
  • Track insider-dealing and market-manipulation recommendations
  • Feed Japan enforcement events into KYC / adverse-media screening

▶ Run the Japan FSA + SESC Enforcement actor on Apify →

Related actors

FAQ

Which regulators does it cover?

Japan's FSA (金融庁) and the SESC (証券取引等監視委員会).

What action types are included?

Monetary penalties (課徴金), business-improvement orders, license revocations, and market-manipulation / insider-dealing recommendations under the FIEA.

Are amounts available in USD?

Yes — each record includes the JPY amount and a USD equivalent.

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