New: SEC Form 11-K Employee Stock Plan Tracker — ESPP & 401(k) plan financials straight from EDGAR

What it does

Form 11-K is the annual financial report every SEC-registered employee stock plan must file — ESPPs, 401(k) employer-stock funds, and stock bonus plans. This actor crawls EDGAR for every 11-K filed in a given year and extracts plan-level financials: net plan assets, employer-stock fund balance, share counts, employer and participant contribution flows, and the PCAOB-registered auditor — all joined to ticker and CIK. Equivalent commercial data from Equilar starts around $5,000 per year.

Who it's for

Equity-compensation consultants (Aon, WTW, Pearl Meyer, FW Cook), executive-comp benchmarking analysts, ERISA litigation counsel, and M&A; diligence teams reviewing a target's retirement plan.

Sample fields / output

Each filing returns company, cik, ticker, plan_name, plan_type (ESPP / 401(k) / Stock Bonus), fiscal_year_end, total_plan_assets, employer_stock_fund_balance, employer_stock_shares, share_value, contributions_employer, contributions_participant, filing_date, auditor_name, accession_number, and a permanent source_url to the primary document.

Example use cases

Benchmark ESPP discounts and 401(k) employer-stock allocation rates across the S&P; 1500 versus Russell 2000 — replacing the plan-detail tier of a $5K/yr Equilar subscription.
Scan newly-filed 11-Ks for high employer-stock concentration plus share-price declines — the leading-indicator pattern for ERISA stock-drop class actions.
Pre-close M&A; diligence: participant contribution rates, employer match, and auditor opinion for a target's plan in one document.

Try it now: Run the SEC Form 11-K Tracker on Apify

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FAQ

What is SEC Form 11-K?

Form 11-K is the annual report filed with the SEC for employee stock purchase plans and similar plans (ESPP, 401(k) employer-stock funds, stock bonus plans), containing audited plan financial statements.

Can I filter by company or plan size?

Yes — the actor accepts company and ticker filters, a filing year, and a minimum plan-assets threshold, plus a cap on the number of filings returned.

How does this compare to commercial sources?

Equilar's plan-detail data tier starts around $5,000 per year. This actor extracts the same plan-level financials directly from public EDGAR filings at pay-per-event prices.