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Registration of Underwriters with SEBI

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Are you worried of getting your dram shattered of becoming an underwriter? Talk to our professionals, reduce your worries and experience a smooth and transparent registration process.

Underwriting must be performed under the guidelines established by SEBI under SEBI (Underwriters) Regulations, 1993. The Registration of Underwriters with SEBI is a regulatory requirement which authorizes the entities to engage in the business of underwriting the issue related to securities/shares in India. However, if any organisation is carrying out activities related to merchant banking/stock brokering, then such certificate/registration wouldn’t be required as per Regulation 3 (2) of the SEBI (Underwriters) Rules, 1993.

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