FINRA BrokerCheck is the public database for verifying financial advisors and brokerage firms. Every registered broker-dealer and investment advisor in the US is in this database. But searching it manually is painful if you need data at scale.
Why BrokerCheck Data Matters
If you are building a fintech app, running compliance checks, or doing due diligence on financial advisors, you need BrokerCheck data. It contains:
- Individual brokers: registration history, exam results, employment history, disclosures (complaints, regulatory actions, terminations)
- Firms: registration status, branch offices, direct owners, disclosure events
This is the same data that compliance teams at banks and RIAs check manually every day.
The Problem with Manual Searches
The BrokerCheck website lets you search one name at a time. If you need to verify 500 advisors for a compliance review, or build a directory of all brokers in a specific state, you are looking at days of manual work.
Automated BrokerCheck Search
I built an Apify actor that searches the FINRA BrokerCheck API programmatically. Search by individual name, firm name, or CRD number. Get structured JSON output with all public disclosure data.
Try it: FINRA BrokerCheck Search
Use Cases
- RIA compliance - Verify advisor registrations before onboarding
- Fintech platforms - Build advisor directories with verified credentials
- Due diligence - Screen financial professionals for disclosure events
- Recruiting - Find brokers by location, firm, or license type
- Journalism - Investigate broker complaint histories
Pricing
/bin/zsh.005 per record. No subscription, no minimums.
Building automation tools for compliance and lead gen. More at apify.com/pink_comic.
Top comments (0)