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Rikin Patel
Rikin Patel

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Privacy-Preserving Active Learning for autonomous urban air mobility routing under multi-jurisdictional compliance

Privacy-Preserving Active Learning for autonomous urban air mobility routing under multi-jurisdictional compliance

Privacy-Preserving Active Learning for autonomous urban air mobility routing under multi-jurisdictional compliance

Introduction: A Learning Journey at the Intersection of AI and Urban Mobility

My journey into this fascinating intersection of technologies began during a late-night research session, poring over papers about federated learning while simultaneously tracking real-time air traffic data. I was trying to build a simple route optimization model for drone delivery when I stumbled upon a fundamental contradiction: the most valuable training data for autonomous urban air mobility (UAM) systems—real flight paths, weather patterns, and urban density information—resides in siloed, privacy-sensitive jurisdictions. Municipalities guard their traffic data, aviation authorities protect flight logs, and telecommunications companies secure their network data, all while we need to train AI systems that can navigate this complex, multi-jurisdictional airspace.

While exploring differential privacy techniques for a healthcare AI project, I realized that the same fundamental challenge existed in urban air mobility but with an added layer of complexity. The system needed to learn from distributed data sources without centralizing sensitive information, adapt to changing regulations across different jurisdictions, and continuously improve its routing decisions—all while maintaining strict privacy guarantees. This realization sparked a months-long investigation into privacy-preserving active learning systems specifically designed for autonomous UAM routing.

Technical Background: The Convergence of Three Critical Domains

The UAM Routing Challenge

Autonomous urban air mobility represents one of the most complex AI navigation problems ever conceived. Unlike ground vehicles constrained to two-dimensional road networks, UAM vehicles operate in three-dimensional airspace with dynamic constraints that vary by jurisdiction, time of day, weather conditions, and vehicle type. During my investigation of existing routing algorithms, I found that traditional approaches failed spectacularly when faced with multi-jurisdictional compliance requirements.

One interesting finding from my experimentation with graph-based routing algorithms was that jurisdictional boundaries create discontinuities in the optimization space. A route that's optimal in one city might violate noise ordinances in another, or use airspace classifications that don't exist across the border. The learning system must understand not just physical constraints but legal and regulatory ones that vary across jurisdictions.

Active Learning in Distributed Systems

Active learning represents a paradigm shift from traditional machine learning. Instead of passively accepting whatever training data is provided, an active learning system strategically selects which data points would be most valuable for improving its model. Through studying various active learning strategies, I learned that for UAM routing, the most valuable queries often involve edge cases—rare weather events, emergency scenarios, or complex multi-vehicle interactions.

My exploration of query strategies revealed that uncertainty sampling, while effective in many domains, needed significant adaptation for UAM. The system must consider not just model uncertainty but also regulatory uncertainty and safety-critical implications of potential routing decisions.

Privacy-Preserving Machine Learning

The privacy preservation component introduces sophisticated cryptographic and statistical techniques. While learning about differential privacy, I observed that the standard ε-differential privacy framework needed extension for UAM applications. The geographic nature of the data creates unique challenges—knowing that a vehicle flew from point A to point B at a specific time might reveal sensitive information even if individual data points are protected.

Implementation Details: Building a Privacy-Preserving Active Learning System

System Architecture Overview

The system I developed during my experimentation consists of three main components: local agents at each jurisdiction, a federated learning coordinator, and an active learning query optimizer. Each jurisdiction maintains its own model trained on local data, with periodic secure aggregation of model updates.

import torch
import torch.nn as nn
import numpy as np
from typing import List, Dict, Tuple
import differential_privacy as dp

class UAMRoutingModel(nn.Module):
    """Neural network for UAM route prediction with privacy considerations"""
    def __init__(self, input_dim: int, hidden_dims: List[int], output_dim: int):
        super().__init__()
        layers = []
        prev_dim = input_dim

        for i, hidden_dim in enumerate(hidden_dims):
            layers.append(nn.Linear(prev_dim, hidden_dim))
            layers.append(nn.ReLU())
            # Privacy-preserving batch norm for federated learning
            layers.append(PrivacyBatchNorm(hidden_dim))
            prev_dim = hidden_dim

        layers.append(nn.Linear(prev_dim, output_dim))
        self.network = nn.Sequential(*layers)

    def forward(self, x: torch.Tensor,
                jurisdiction_mask: torch.Tensor) -> Dict[str, torch.Tensor]:
        """Forward pass with jurisdictional constraints"""
        features = self.network(x)

        # Apply jurisdictional compliance constraints
        compliant_features = self._apply_jurisdictional_constraints(
            features, jurisdiction_mask
        )

        return {
            'route_prediction': compliant_features,
            'compliance_score': self._calculate_compliance_score(
                compliant_features, jurisdiction_mask
            )
        }
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Differential Privacy for Geographic Data

One of the key insights from my research was that standard differential privacy mechanisms needed adaptation for spatial-temporal data. I developed a custom mechanism that accounts for the correlation structure in flight path data.

class GeoDifferentialPrivacy:
    """Differential privacy for geographic UAM data"""

    def __init__(self, epsilon: float, delta: float,
                 spatial_sensitivity: float = 0.01):
        self.epsilon = epsilon
        self.delta = delta
        self.spatial_sensitivity = spatial_sensitivity

    def add_noise_to_trajectory(self, trajectory: np.ndarray,
                                adjacency_matrix: np.ndarray) -> np.ndarray:
        """
        Add correlated noise to maintain geographic plausibility
        while preserving differential privacy
        """
        # Calculate noise scale based on sensitivity and privacy budget
        noise_scale = self._calculate_noise_scale(
            self.spatial_sensitivity, self.epsilon
        )

        # Generate correlated noise using geographic adjacency
        correlated_noise = self._generate_correlated_noise(
            trajectory.shape, adjacency_matrix, noise_scale
        )

        # Apply noise with post-processing immunity
        noisy_trajectory = trajectory + correlated_noise

        return self._ensure_physical_constraints(noisy_trajectory)

    def _generate_correlated_noise(self, shape: Tuple,
                                   adjacency: np.ndarray,
                                   scale: float) -> np.ndarray:
        """Generate noise that respects geographic correlations"""
        # Use graph Laplacian to maintain spatial relationships
        laplacian = np.diag(np.sum(adjacency, axis=1)) - adjacency
        precision_matrix = laplacian + 0.01 * np.eye(adjacency.shape[0])

        # Sample from multivariate Gaussian with this precision
        covariance = np.linalg.inv(precision_matrix)
        noise = np.random.multivariate_normal(
            np.zeros(shape[0]), covariance * scale**2, size=shape[1]
        ).T

        return noise
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Active Learning Query Strategy

The active learning component needed to balance multiple objectives: model improvement, privacy cost, and regulatory compliance. Through my experimentation with various query strategies, I developed a multi-objective optimization approach.

class UAMActiveLearningStrategy:
    """Active learning strategy for UAM routing with privacy constraints"""

    def __init__(self, privacy_budget: float,
                 compliance_weights: Dict[str, float]):
        self.privacy_budget = privacy_budget
        self.compliance_weights = compliance_weights
        self.used_budget = 0.0

    def select_queries(self, pool_data: List[Dict],
                       model: UAMRoutingModel,
                       n_queries: int) -> List[int]:
        """
        Select the most informative queries while respecting
        privacy budget and compliance requirements
        """
        # Calculate information gain for each candidate
        information_gains = self._calculate_information_gain(
            pool_data, model
        )

        # Calculate privacy cost for each query
        privacy_costs = self._estimate_privacy_cost(pool_data)

        # Calculate compliance risk scores
        compliance_risks = self._assess_compliance_risk(
            pool_data, model
        )

        # Multi-objective optimization
        selected_indices = self._solve_multi_objective_optimization(
            information_gains, privacy_costs, compliance_risks,
            self.privacy_budget - self.used_budget, n_queries
        )

        # Update privacy budget
        self.used_budget += sum(privacy_costs[i] for i in selected_indices)

        return selected_indices

    def _calculate_information_gain(self, data: List[Dict],
                                   model: UAMRoutingModel) -> np.ndarray:
        """Calculate expected information gain for each data point"""
        gains = []

        for item in data:
            # Use Monte Carlo dropout for uncertainty estimation
            uncertainties = []
            for _ in range(10):  # Multiple forward passes with dropout
                with torch.no_grad():
                    prediction = model(item['features'], item['jurisdiction_mask'])
                    uncertainties.append(prediction['route_prediction'].std())

            # Information gain is proportional to uncertainty reduction
            avg_uncertainty = np.mean(uncertainties)
            expected_reduction = self._estimate_uncertainty_reduction(
                item, model, avg_uncertainty
            )
            gains.append(expected_reduction)

        return np.array(gains)
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Federated Learning with Jurisdictional Constraints

The federated learning implementation needed to handle heterogeneous data distributions across jurisdictions while maintaining privacy. My research into secure aggregation protocols led me to implement a custom approach that incorporates jurisdictional compliance directly into the aggregation process.

class FederatedUAMCoordinator:
    """Coordinates federated learning across multiple jurisdictions"""

    def __init__(self, jurisdictions: List[str],
                 aggregation_method: str = 'fedavg_with_compliance'):
        self.jurisdictions = jurisdictions
        self.aggregation_method = aggregation_method
        self.global_model = None
        self.jurisdiction_models = {}

    def aggregate_updates(self, model_updates: Dict[str, Dict],
                          compliance_scores: Dict[str, float]) -> Dict:
        """
        Aggregate model updates with compliance-aware weighting
        """
        if self.aggregation_method == 'fedavg_with_compliance':
            return self._fedavg_with_compliance(
                model_updates, compliance_scores
            )
        elif self.aggregation_method == 'differential_privacy_aggregation':
            return self._dp_aggregation(model_updates)
        else:
            raise ValueError(f"Unknown aggregation method: {self.aggregation_method}")

    def _fedavg_with_compliance(self, updates: Dict[str, Dict],
                               compliance_scores: Dict[str, float]) -> Dict:
        """Federated averaging weighted by compliance performance"""
        total_weight = 0
        weighted_sum = None

        for jurisdiction, update in updates.items():
            # Weight by compliance score and data quality
            weight = compliance_scores.get(jurisdiction, 0.5)
            weight *= self._calculate_data_quality_score(jurisdiction)

            if weighted_sum is None:
                weighted_sum = {k: v * weight for k, v in update.items()}
            else:
                for key in weighted_sum:
                    weighted_sum[key] += update[key] * weight

            total_weight += weight

        # Normalize by total weight
        aggregated_update = {k: v / total_weight for k, v in weighted_sum.items()}

        return aggregated_update

    def _dp_aggregation(self, updates: Dict[str, Dict]) -> Dict:
        """Differentially private aggregation of model updates"""
        # Clip updates to bound sensitivity
        clipped_updates = self._clip_updates(updates, norm_bound=1.0)

        # Add Gaussian noise for differential privacy
        noisy_updates = {}
        for param_name in clipped_updates[list(clipped_updates.keys())[0]]:
            # Aggregate across jurisdictions
            aggregated = sum(update[param_name] for update in clipped_updates.values())
            aggregated /= len(clipped_updates)

            # Add calibrated noise
            noise_scale = self._calculate_noise_scale(
                sensitivity=1.0,
                epsilon=0.1,  # Per-round privacy budget
                delta=1e-5
            )
            noise = torch.randn_like(aggregated) * noise_scale
            noisy_updates[param_name] = aggregated + noise

        return noisy_updates
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Real-World Applications: From Simulation to Implementation

Multi-Jurisdictional Route Optimization

During my experimentation with real urban datasets, I implemented a simulation environment that could test routing algorithms across multiple jurisdictions with different regulations. The system needed to handle varying constraints:

  1. Noise restrictions: Some jurisdictions have strict noise limits during certain hours
  2. Airspace classifications: Different cities have different airspace structures
  3. Emergency corridors: Hospitals and emergency services require clear airspace
  4. Privacy-sensitive areas: Government buildings, schools, and residential areas
class MultiJurisdictionUAMSimulator:
    """Simulator for testing UAM routing across jurisdictions"""

    def __init__(self, city_configs: Dict[str, Dict]):
        self.cities = city_configs
        self.airspace_graph = self._build_multi_jurisdiction_graph()

    def evaluate_route(self, route: List[Tuple[float, float, float]],
                      vehicle_type: str) -> Dict[str, float]:
        """Evaluate a route against all jurisdictional constraints"""
        scores = {
            'safety': 0.0,
            'efficiency': 0.0,
            'compliance': 0.0,
            'privacy_impact': 0.0
        }

        total_segments = len(route) - 1
        for i in range(total_segments):
            start_point = route[i]
            end_point = route[i + 1]

            # Determine which jurisdiction this segment is in
            jurisdiction = self._identify_jurisdiction(
                start_point, end_point
            )

            # Get constraints for this jurisdiction
            constraints = self.cities[jurisdiction]['constraints']

            # Evaluate segment against constraints
            segment_scores = self._evaluate_segment(
                start_point, end_point, vehicle_type, constraints
            )

            # Aggregate scores
            for key in scores:
                scores[key] += segment_scores[key] / total_segments

        return scores

    def _evaluate_segment(self, start: Tuple, end: Tuple,
                         vehicle_type: str,
                         constraints: Dict) -> Dict[str, float]:
        """Evaluate a single route segment"""
        # Calculate base metrics
        distance = self._calculate_distance(start, end)
        flight_time = distance / constraints['max_speed'][vehicle_type]

        # Check noise compliance
        noise_level = self._estimate_noise_level(
            vehicle_type, distance, constraints
        )
        noise_compliant = noise_level <= constraints['max_noise']

        # Check privacy impact
        privacy_impact = self._calculate_privacy_impact(
            start, end, constraints['sensitive_areas']
        )

        return {
            'safety': self._calculate_safety_score(start, end, constraints),
            'efficiency': 1.0 / flight_time,  # Higher is better
            'compliance': 1.0 if noise_compliant else 0.0,
            'privacy_impact': privacy_impact
        }
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Privacy-Preserving Data Sharing Protocol

One of the most challenging aspects of my research was designing a protocol that allows jurisdictions to share insights without sharing raw data. Through studying secure multi-party computation and homomorphic encryption, I developed a hybrid approach.


python
class PrivacyPreservingDataProtocol:
    """Protocol for privacy-preserving data sharing between jurisdictions"""

    def __init__(self, crypto_params: Dict):
        self.crypto_params = crypto_params
        self.public_keys = {}
        self.shared_secrets = {}

    def share_insight(self, jurisdiction_id: str,
                     local_model: UAMRoutingModel,
                     insight_type: str) -> Dict:
        """
        Share an insight without revealing the underlying data
        """
        if insight_type == 'gradient_update':
            return self._share_gradient_update(jurisdiction_id, local_model)
        elif insight_type == 'constraint_violation':
            return self._share_constraint_violation(jurisdiction_id, local_model)
        elif insight_type == 'optimal_route_pattern':
            return self._share_route_pattern(jurisdiction_id, local_model)
        else:
            raise ValueError(f"Unknown insight type: {insight_type}")

    def _share_gradient_update(self, jurisdiction_id: str,
                              model: UAMRoutingModel) -> Dict:
        """Share encrypted gradient updates"""
        # Extract gradients
        gradients = self._extract_model_gradients(model)

        # Add differential privacy noise
        noisy_gradients = self._apply_dp_noise(
            gradients,
            epsilon=self.crypto_params['epsilon_gradients'],
            delta=self.crypto_params['delta_gradients']
        )

        # Encrypt with homomorphic encryption
        encrypted_gradients = self._homomorphic_encrypt(
            noisy_gradients, self.public_keys['coordinator']
        )

        return {
            'type': 'gradient_update',
            'jurisdiction': jurisdiction_id,
            'data': encrypted_gradients,
            'metadata': {
                'privacy_params': {
                    'epsilon': self.crypto_params['epsilon_gradients'],
                    'delta': self.crypto_params['delta_gradients']
                },
                'timestamp': time.time()
            }
        }

    def _share_constraint_violation(self, jurisdiction_id: str,
                                   model: UAMRoutingModel) -> Dict:
        """Share information about constraint violations without revealing specifics"""
        # Use secure multi-party computation to compute violation statistics
        violation_stats = self._compute_mpc_violation_stats(model)

        # Add Laplace noise for differential privacy
        noisy_stats = {}
        for key, value in violation_stats.items():
            sensitivity = self._calculate_sensitivity(key)
            scale = sensitivity / self.crypto_params['epsilon_v
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