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Adam Neves
Adam Neves

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Week 5 - You're not stuck, you just skipped the basics: Understanding the B-Tree

When we hear about search algorithms and data structures, we often think of simple binary trees or hash tables. However, in the context of databases and large-scale systems, one structure stands out: the B-Tree. Let's explore what it is, why it matters, and how it impacts the performance of modern databases.

The basics of tree data structures

Trees are hierarchical structures that help organize data in a way that supports efficient lookups, insertions, and deletions. In a binary search tree (BST), each node has at most two children: left for smaller keys and right for larger keys. BSTs are simple but can become unbalanced easily, degrading their performance to linear time in the worst case.

To address this, self-balancing trees were introduced. The AVL tree is a well-known example. It maintains a strict balance condition to ensure that operations remain O(log n). AVL trees work well for in-memory data structures where individual node access is fast.

Introducing the B-Tree

The B-Tree is designed specifically for systems where disk access is a bottleneck. Instead of having only two children, a B-Tree node can have multiple keys and multiple children. This allows it to stay shallow, reducing the number of disk reads required to locate a value.

The "B" in B-Tree does not officially stand for anything, but it is often associated with "balanced" or "Bayer," after Rudolf Bayer, one of its inventors. Unlike AVL trees, which minimize tree height using strict balance conditions, B-Trees are optimized to minimize disk I/O by allowing more keys per node.

How B-Trees work

A B-Tree of order m has the following properties:

  • Each node can contain a maximum of m - 1 keys and m children.
  • All leaf nodes appear at the same depth.
  • All keys within a node are kept in sorted order.
  • Non-leaf nodes act as separation points, dividing the key space for their children.

When a node exceeds its maximum allowed keys during insertion, it splits into two nodes, and the middle key moves up to the parent node. This splitting ensures that the tree remains balanced while minimizing restructuring.

Why databases rely on B-Trees

Databases store massive amounts of data on disk. Each disk read is orders of magnitude slower than an in-memory operation. B-Trees are ideal because they minimize the number of disk reads required to find or insert data.

Most relational databases (like MySQL, PostgreSQL, and SQLite) use B-Tree or variants (such as B+Tree) for their indexing strategies. These indexes improve query performance by allowing the database to quickly locate rows matching specific conditions without scanning the entire table.

B-Trees vs binary and AVL trees

  • Binary trees and AVL trees are typically used in memory. They keep the height low but still require many pointer traversals, which are cheap in RAM but costly on disk.
  • B-Trees, with their wide nodes, reduce height dramatically. This allows a single node read to cover a larger key range, resulting in fewer disk I/O operations.
  • B+Trees, a variant of B-Trees, store all values in leaf nodes and maintain a linked list between leaves. This further optimizes range queries and sequential scans, which are common in database workloads.

Impact on query performance

Indexes built on B-Trees allow queries to run in logarithmic time rather than linear time. Without an index, a database must scan all rows to satisfy a condition. With a B-Tree index, it can navigate the tree structure and find matching rows with far fewer reads.

This design choice directly affects query latency, resource utilization, and overall database scalability. Choosing the right index and understanding its underlying structure is critical for designing performant database applications.

Final thoughts

While B-Trees might seem like a specialized data structure, they are fundamental to modern storage systems. Understanding them helps developers make better decisions about indexing, query optimization, and system architecture.

By grasping the difference between basic binary trees, self-balancing trees like AVL, and disk-optimized trees like B-Trees, we gain insight into how databases can scale to handle billions of rows without falling apart in terms of performance.


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